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Code optimization tutorial - Part 1

By , 28 May 2012
 

Introduction

This article is intended to introduce software developers into the topic of optimization techniques. For this, different  optimization techniques will be explored.

As a first step,  I have chosen an easy to understand algorithm to which I have applied various optimization techniques: 

The problem we will solve is the 3n + 1 problem (details): for every number n between 1 and 1000000 apply the following function:

until the number becomes 1, counting the number of time we applied the function.

This algorithm will be executed for all the numbers between 1 and 1000000. No input number from the keyboard will be read and the program will print the result, followed by the execution time (in milliseconds) needed to compute the result.

Test machine will be a laptop with the following specs: AMD Athlon 2 P340 Dual Core 2.20 GHz, 4 GB of RAM, Windows 7 Ultimate x64.

Languages used for implementation: C# and C++ (Visual Studio 2010).

Prerequisite

N/A 

Different implementations for the same problem

The initial version of implementation: for each number between 1 and 1000000, the above mentioned algorithm will be applied, generating a sequence of numbers until n becomes 1. The steps needed to reach to 1 will be counted and the maximum number of steps will be determined.

C++ code:

for (int i = nFirstNumber; i < nSecondNumber; ++i)
{
    int nCurrentCycleCount = 1;
    long long nNumberToTest = i;
    while (nNumberToTest != 1)
    {
        if ((nNumberToTest % 2) == 1)
        {
            nNumberToTest = nNumberToTest * 3 + 1;
        }
        else
        {
            nNumberToTest = nNumberToTest / 2;
        }
        nCurrentCycleCount++;
    }
    if (nCurrentCycleCount > nMaxCycleCount)
    {
        nMaxCycleCount = nCurrentCycleCount;
    } 
}  

C# code:

for (int i = FirstNumber; i < SecondNumber; ++i)
{
    int iCurrentCycleCount = 1;
    long iNumberToTest = i;
    while (iNumberToTest != 1)
    {
        if ((iNumberToTest % 2) == 1)
        {
            iNumberToTest = iNumberToTest * 3 + 1;
        }
        else
        {
            iNumberToTest = iNumberToTest / 2;
        }
        iCurrentCycleCount++;
    }
    if (iCurrentCycleCount > MaxCycleCount)
    {
        MaxCycleCount = iCurrentCycleCount;
    }
} 

I compiled the code for both Debug and Release builds, both 32 bit and 64 bit version. I then ran every executable 100 times and computed the average time(ms) it takes to do the calculations.

Here are the results:

C++ Debug C++ Release C# Debug C# Release
x86 version 6882.91 6374.50 6358.41 5109.90
x64 version 1020.78 812.71 1890.36 742.28

First thing to be observed in the table is that the 32 bits program versions are 5 to 7 times slower than the 64 bits versions. This is due to the fact  that on x64 architectures one register can hold a long long variable and on x86 we need 2 registers. This means that on x86 operations with long long values are slow. Because of this we will not examine the 32 bits anymore in this article.  

Second thing to be noticed is the difference between Release and Debug builds and, also, that for C# the differences are bigger than for C++. 

Another observation is the difference between the C# Release version and C++ Release version. This, together with the previous observation, makes me believe that the C# compiler performs optimization better than the C++ compiler (maybe even employing some of the optimization techniques we are going to talk about later).

The first optimizations I will apply are related to performing the mathematical operations faster by replacing the conventional way of doing them with an unconventional way.

If we look at the above code we see that we have only 3 complex mathematical operations:  modulo 2 operation(%), multiplication by 3(*) and division by 2(/). 

First operation I will optimize is the modulo 2. We know that all numbers are represented in memory as a sequence of bits. we also know, the representation of an odd number will always have its last bit 1(5 = 101, 13 = 1101, etc.) and the representation of an even number will always have its last bit 0( 6 = 110, 22 = 10110). So if we can get the last bit of a number and test it against 0 we know if a number is odd or even. To get the last bit of a number I use the bitwise AND operator(&). 

In C++, replace:

if ((nNumberToTest % 2) == 1)

with:

if ((nNumberToTest & 0x1) == 1)

In C#, replace:

if ((iNumberToTest % 2) == 1)

with:

if ((iNumberToTest & 0x1) == 1)

Here are the results:

C++ Debug C++ Release C# Debug C# Release
922.46 560.86 1641.41 714.10

C++ Release version benefits most from this optimization. The difference in improvement between the C++ Release and Debug versions leads me to believe that the compiler is able to remove more instructions in the Release build with the new optimization algorithm. 

C# seems not to benefit too much from this optimization.

The next operation I will try to optimize is the division by 2. If we look again at the binary representation of the numbers, we can observe that when we divide by 2 we discard the last bit of the number and we add a 0 bit before the remaining bits. So 5 (=101) / 2 = 2 (=010), 13 (=1101) / 2 = 6 (=0110), 6 (=110) / 2 = 3 (= 011), etc. I will replace this operation with the bitwise right shift operation that produces the same result.

In C++, replace:

nNumberToTest = nNumberToTest / 2;

with:

nNumberToTest = nNumberToTest >> 1;

In C#, replace:

iNumberToTest = iNumberToTest / 2;

with:

iNumberToTest = iNumberToTest >> 1;

Here are the results:

C++ Debug C++ Release C# Debug C# Release
821.58 555.96 1432.01 652.11

C++ Debug, C# Debug, C# Release version gain between 65 and 200 milliseconds from this optimization. 

C++ Release gains almost nothing from this replacement probably because the compiler was already performing this optimization.

Last mathematical operation that consumes time is the multiplication by 3. The only thing we can do to this operation is to replace it by additions.

In C++ replace:

 nNumberToTest = nNumberToTest * 3 + 1; 

with:

 nNumberToTest = nNumberToTest + nNumberToTest + nNumberToTest + 1; 

In C# replace:

 iNumberToTest = iNumberToTest * 3 + 1; 

with:

 iNumberToTest = iNumberToTest + iNumberToTest  + iNumberToTest  + 1; 

Here are the results:

C++ Debug C++ Release C# Debug C# Release
820.84 548.93 1535.28 629.89

The biggest performance gain can be observed in the C# Release version, followed by the C++ Release version. 

C# Debug version shows a decreased performance due to the fact that the current software version executes more instructions than the previous one and the compiler can not optimize the instructions (it can not replace them with anything else because we might need  to set a break point on any of them). 

There is one last mathematical optimization we can perform  based on some special instructions that the processor implements. These instructions are the so-called conditional move instructions. To determine the compiler to generate a conditional move instruction, I will replace the IF statement (which checks if the number is odd or even) with the ternary operator( ?: ).

To be able to implement the optimization mentioned above we need to modify the problem statement. If the number is even, it will be divided by 2 (as imposed for the problem). If the number is odd then it can be expressed as 2 * n + 1. Applying this modifications to the initial form of the function we will obtain:

 

From the above equation we can see that we can perform 2 steps of the algorithm into 1. We will rewrite the algorithm so that we compute next value of the number to test, assuming the current value is even. Then we will save the value of the last bit of the current number to test. If this value is true, we will increment the current cycle count and add the current number + 1 to the next value of the number to test. (Note: this optimization will become really important in one of the next articles when I will talk about SSE).  

In C++ replace: 

if ((nNumberToTest % 2) == 1)
{
 nNumberToTest = nNumberToTest * 3 + 1;
}
else
{
 nNumberToTest = nNumberToTest / 2;
}
nCurrentCycleCount++;

with:

int nOddBit = nNumberToTest & 0x1;
long long nTempNumber = nNumberToTest >> 1; 
nTempNumber += nOddBit?nNumberToTest + 1:0;
nCurrentCycleCount += nOddBit?2:1;
nNumberToTest = nTempNumber;

In C# replace:

if ((iNumberToTest % 2) == 1)
{
    iNumberToTest = iNumberToTest * 3 + 1;
}
else
{
    iNumberToTest = iNumberToTest / 2;
}
iCurrentCycleCount++;

with:

bool bOddBit = (iNumberToTest & 0x1) == 0x1;
long iTempNumber = iNumberToTest >> 1;
iTempNumber += bOddBit ? iNumberToTest + 1 : 0;
iCurrentCycleCount += bOddBit ? 2 : 1;
iNumberToTest = iTempNumber;

Here are the results:

C++ Debug C++ Release C# Debug  C# Release 
1195.38 462.21 1565.01 752.92 

Both debug builds show a slowdown, because we are now executing more instructions compared to the previous versions of the code and the compilers can not optimize them.

The C# Release version shows a slowdown because there are no conditional move instructions in C#. 

The power of this category of instructions is proved by the increased speed of the C++ Release version. 

It can be noticed the I did solve the problem using recursion. For this problem, a recursive algorithm would be extremely slow: the maximum cycle length is 525, so assuming that most of the numbers have a cycle length of around 150 (just a guess, not actually verified), if we have 150 recursive calls for every number between 1 and 1000000, we would have to perform 150000000 calls. This, clearly, is not a small number and, because calling a function takes a lot of time, recursion is, definitely, not a good solution for this problem.  

Points of Interest

It's time to draw the conclusions:

  1. Modulo and division operation take a lot of time and they should be replaced by something else. 
  2. Try to analyze the problem and obtain an alternate representation of the problem.  
  3. Try to eliminate the IF statements from your code in the case that their only purpose is to set some values based on a condition.

The next time topic will be about how to make our program faster, using threading in C# and C++.  

History

  • 27 May 2012 - Initial release.
  • 28 May 2012 - I would like to thank anlarke for pointing out things that could be improved in the article and for submitting his code (C++ Debug time: 546.76 ms, C++ Release time: 386.35 ms). Also I would like to thank Reonekot for his clarification on the WoW topic. He is right and the performance problems are caused by the fact that the registers are 32 bits (for x86) and 64 bits (for x64). 

License

This article, along with any associated source code and files, is licensed under The Code Project Open License (CPOL)

About the Author

Razvan Aguridan
Software Developer
Spain Spain
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GeneralRe: Math vs. algorithm efficiencies [modified]memberRazvan Aguridan23 Jun '12 - 9:26 
Hello Silent Winter,
 
I agree with your observations. But your assumption that we are testing each number linearly is not valid in case you use threads.
 
Also, I see that your algorithm does not work correctly. You stop processing when you reach a number that has been already processed but you do not take into account the cycle number of the number you reached. To do that you need to keep track of the cycle numbers of all the numbers that you process.
 
However the purpose of the articles is not to find an optimized algorithm for this problem, but to provide tips on how to approach an optimization problem.
 
Anyway, I will update part 1 of the article(when I have time) with your observations.
 
Thank you for the feedback.

modified 24 Jun '12 - 6:19.

GeneralRe: Math vs. algorithm efficienciesmemberSilent Winter25 Jun '12 - 10:35 
Yes, my code would have to be updated to have CycleCount represent how long it takes to get to 1 instead of how long it takes to prove that it will go to 1. Since you weren’t doing much with it, I just took the simplest approach. Your suggestion of storing the values would work.
 
I think that I fulfilled your purpose of wanting to “provide tips on how to approach an optimization problem”. My point is “Optimize your algorithm. It is more important than the minutia of mathematical operators.” (Yes, optimizing mathematical operators can buy you a bit; but you are better off looking elsewhere.)
 
If you are still looking for random optimizations:
 
iNumberToTest = iNumberToTest * 3 + 1
 
could be changed to:
 
iNumberToTest = iNumberToTest + ((iNumberToTest + 1) >> 1);
++iCurrentCycleCount;
 
We know that all odd numbers will be turned into even numbers, so we can do one even operator on the result immediately.
 
(# * 3 + 1) / 2 = (# + # + # + 1) / 2 = (# + #) / 2 + (# + 1) / 2 = # + (# + 1) / 2 = # + ((# + 1) >> 1)
GeneralRe: Math vs. algorithm efficienciesmemberRazvan Aguridan26 Jun '12 - 3:11 
Hello Silent Winter,
 
The fact that you didn't take into account the CycleCount proves that you did not read the problem statement carefully.
 
The fact that you suggest the 3 * n + 1 optimization proves that you did not read the article.
 
Other than that you did not fulfill the purpose of this article, because you provided a particular solution for this problem, based on a fact that you assume that is always true(the fact that we process the numbers in a linear ascending sequence). If you read the article you will see that I make no such assumption, so the "random optimizations" I describe work without any problems when using threads for example.
GeneralRe: Math vs. algorithm efficienciesmemberSilent Winter26 Jun '12 - 11:11 
If you are suggesting that I didn’t fully read Part 2, then you are correct. I had only skimmed part 2 for the test results. I apologize for not checking both parts before providing the suggestion.
 
There are still larger optimizations to the algorithm (for both efficiency and readability) even if you require checking down to 1 for every number. The code at the bottom of this post shows my attempt at this.
For efficiency, I find the least significant bit that is set in the number. This allows me to divide by 2 until an odd number is found. This is only more efficient because there are many times where we have to divide by 2 multiple times in a row. This would probably not be a practical change if you switched from ulong to BigInteger.
For readability, I used the new .NET 4 class: Parallel. It basically does everything that you did with your processor count and work queue. In my basic tests, this class seemed comparable in performance to doing it manually. (I didn’t look at this part too thoroughly.)
 
You assert that you don’t assume that the numbers will be in a linearly ascending sequence. Do you mean that you wanted this to work where you only check a single large number? I made the assumption of a linear sequence because that is what you were doing. Even if you had multiple threads going, you were still checking all numbers from 1 to n. (As was mentioned with saving the partial count.)
 
I still hold that optimizing the algorithm is much more important than optimizing individual mathematical operations. However there is also the idea that you shouldn’t optimize too early. Your original code worked, was easy to understand, and still ran fairly quickly. Unless you need it to run faster, there is no point in optimizing. You shouldn’t sacrifice maintainability for performance just because you can. If you need to make you code run faster, than do so; but if not, don’t.
 
 
class MyProgram4
{
    //current maximum cycle length
    public static int MaxCycleCount = 0;
    //first number
    private const int FirstNumber = 1;
    //second number
    private const int SecondNumber = 1000000;
 
    static object lockObj = new object();
 
    //function used to solve the problem
    public static void Solve()
    {
        Parallel.For(FirstNumber, SecondNumber, (i) =>
        {
            //cycle count of current number
            int iCurrentCycleCount = 1;
            //current number
            ulong iNumberToTest = (ulong)i;
            int lsb;
 
            //while the current number is not 1
            while (iNumberToTest != 1)
            {
                //test if the number is odd
                if ((iNumberToTest & 0x1) != 0)
                {
                    iNumberToTest += (iNumberToTest << 1) + 1;
                    ++iCurrentCycleCount;
                }
 
                // divide by 2 until an odd # is reached
                lsb = LeastSignificantBitSet(iNumberToTest);
                iNumberToTest >>= lsb;
                iCurrentCycleCount += lsb;
            }
 
            //when thread is done, lock to update the maximum cycle count
            lock (lockObj)
            {
                if (MaxCycleCount < iCurrentCycleCount)
                {
                    MaxCycleCount = iCurrentCycleCount;
                }
            }
        });
    }
 
    /// <summary>
    /// Struct which holds a float and an int
    /// </summary>
    [StructLayout(LayoutKind.Explicit)]
    private struct DoubleLong
    {
        /// <summary>
        /// Float value F
        /// </summary>
        [FieldOffset(0)]
        public double D;
 
        /// <summary>
        /// Int64 value U
        /// </summary>
        [FieldOffset(0)]
        public ulong U;
    }
 
    /// <summary>
    /// Gets the number of ending 0s (returns 64 if value == 0)
    /// <summary>
    /// <param name="value">value to test</param>
    /// <returns>number of ending 0s</returns>
    private static int LeastSignificantBitSet(ulong value)
    {
        DoubleLong fi = new DoubleLong();
 
        // cast value to float (get base-2 log) of only least significant bit
        fi.D = ((ulong)((long)value & -(long)value));
 
        // get exponent (minus bias)
        ulong ret = (fi.U >> 52) - 0x3FF;
 
        // special case
        if (ret == 0x7FF)
        {
            return 64;
        }
 
        return (int)ret;
    }
}

GeneralRe: Math vs. algorithm efficienciesmemberRazvan Aguridan27 Jun '12 - 3:27 
Hello Silent Winter,
 
I agree with you that is important to optimize the algorithm.
 
I also agree with you that you should really have a speed problem before starting to optimize.
 
And I especially agree with the part about the trade off between readable code and faster code.
 
About the assumptions, I tried not to make any assumptions(at least in this part of the article)(the last version in the second part assumes that the user has the queues filled in). So, with what I presented the user of the program is free to process the numbers how he wants, for ex: run the algorithm for 1 large number or define another interval to run the algorithm on or to process the number backward, etc.
 
Also about the parallel library, I tried to show the lowest level implementation.
 
In general, on the point of libraries my philosophy is use the library only if you know how to implement the operations it performs. Using a library blindly without knowing how it does it's work can introduce bugs in your application.
 
Best regards,
Razvan Aguridan
GeneralMy vote of 5memberMihai MOGA16 Jun '12 - 20:10 
This is a great inspiring article. I am pretty much pleased with your good work. You put really very helpful information. Keep it up once again.
Generalanyway, it's excellent, maybe this can be used in my daily coding workmemberzhjxin11 Jun '12 - 1:36 
thanks
GeneralMy vote of 4memberzhjxin11 Jun '12 - 1:09 
real test
GeneralMy vote of 3memberCt7576 Jun '12 - 4:02 
hackneyed
GeneralMy vote of 4memberraviitengg4 Jun '12 - 17:22 
great analaysis dude

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